|
Early Waves of School Effects Research Shifting to Social Models of Urban School Effectiveness Redesigning School Social Environments The production and distribution of this publication was supported in part by the Office of the Educational Research and Improvement (OERI) of the U.S. Department of Education through a contract to the Mid-Atlantic Laboratory for Student Success (LSS) established at the Temple University Center for Research in Human Development and Education (CRHDE), and in part by CRHDE. The opinions expressed do not necessarily reflect the position of the supporting agencies, and no official endorsement should be inferred. For many Americans, the words urban schooling conjure up bleak images: old buildings; glass-strewn concrete playfields; hallways and classrooms decorated more by graffiti than by the signs and symbols of learning; and teachers and students struggling against, but often succumbing to, defeatism and apathy. For those closer to the daily life of city schools, however, the image is more likely one of contrast: caring teachers and principals striving to create countercurrents of hope; students and parents working to overcome endemic social obstacles to educational attainment; and the daily exchange of enormous efforts for "small victories" (Freedman, 1990). In fact, both sets of images are real, for indeed, urban schools in the United States epitomize both its greatest problems and its greatest promise for addressing some of its most perplexing social issues. The greatest challenge of "urban schooling," of course, relates to the fact that the term connotes concerns about the educational experiences of minority and socioeconomically disadvantaged youth. Improving urban schools thus conveys the notion of overcoming inequalities in educational, occupational, and social opportunity across racial and economic categories. The great promise relates to the evidence that urban schools can become more effective and thereby truly contribute to the attainment of these goals (Boyd, 1991). Although school "effectiveness" is typically, and with justification, understood in terms of achievement test scores, equally important is the school's ability to attract, engage, and establish social bonds with students at all ability levels. It is also clear that researchers have generally understood the task of improving school effectiveness as relating mainly to the needs of "disadvantaged" students. Numerous barriers to this task confront urban schools, including gangs, violence, and dangerous neighborhoods; dysfunctional, top-heavy bureaucratic governance; highly politicized and unionized environments constraining leadership and management; funding problems; inadequate employment opportunities for inner-city youth and adults; weak morale, academic climate, and motivation; insufficient social capital and support in the surrounding community; and role conflict, overload, and "burnout" for teachers. In short, urban schools seem bogged down in a mire of social, economic, and structural constraints. Despite all of this, however, it is strange that so little progress has been made in improving the academic effectiveness of urban schools. Beginning with the so-called Coleman Report of the mid-1960s (Coleman et al., 1966), the past 30 years have witnessed a burgeoning of research studies aimed at reducing the gap in quality between the school experiences of disadvantaged and more affluent youth. Many of these studies, moreover, have actually identified samples of "effective urban schools," and considerable agreement exists among researchers about the characteristics contributing to their effectiveness. Still unattained, however, is the most crucial research goal-that of establishing a reliable set of techniques for transforming ineffective schools into effective ones. This challenge still confronts and perplexes today's school "restructuring" movement. As we discuss below, however, progress is being made in learning how to reconstitute the sense of professional and academic community within schools. To a real extent, then, the issue of how to change urban schools takes on an importance equal or even paramount to that of school effectiveness. Improvement requires fundamental change in urban schools, but the forces arrayed against change in schools (and especially in urban schools) are truly formidable. So, if change and improvement are vital, then the barriers impeding this in urban schools demand special attention. In this chapter, we look at both the impediments to change and improvement and the characteristics of effective urban schools, tracing the path followed since the Coleman Report and describing what appear to be promising further avenues for improving urban schools. In doing so, we note how school effectiveness research has shifted in emphasis over the years, from economic to structural and on to social models of urban school effectiveness-for example, from highlighting school funding and physical resources to teachers' instructional behaviors and on toward a school's sense of community and academic culture. What is important about this shift is not that older perspectives have been left behind, but rather that new perspectives have allowed the old ones to become better refined and applied. Unfortunately, although a more sophisticated understanding of the
factors determining school effectiveness now exists, our inability to
quickly and effectively implement this knowledge in schools has
contributed, along with adverse social and economic trends, to declining
public confidence in public schools (and, needless to say, in educational
research as well). Urban school systems, in particular, now face
nothing less than a crisis of public confidence and legitimacy.
Demands are mounting for radical reforms to alter the governance structure
or to break up, privatize, or "voucherize" urban systems (replace them
with more or less privatized systems of school choice for parents and
students; Education Commission of the States, 1995). Indeed, this crisis
is now so acute that calls for the reform of their governance and
institutional structures increasingly eclipse demands for programmatic and
pedagogical reforms within these systems (Cibulka, 1995, 1996). Critics
assert that fundamental flaws in the governance and institutional
structures of urban school systems (including especially their tendency to
have dysfunctional incentive systems) impede the basic changes that are
essential for real reform (Boyd, 1991). Consequently, a question we
address in the conclusion of this chapter is whether real improvement is
possible in urban schools in the absence of fundamental reform of their
governance and institutional structures.
As suggested above, the quest for more effective forms of schooling has traditionally been synonymous with the quest for greater educational equity across racial and socioeconomic levels. The basis for this understanding was established more than 30 years ago by James Coleman et al. (1966) in Equality of Educational Opportunity. In trying to explain the significant achievement gap between racial and socioeconomic groups through an analysis of survey data on a large national sample of schools, these researchers examined how differences in various types of physical, human, and social resources across schools related to average school achievement levels. The Coleman Report reached four major conclusions. First, the strongest predictors of achievement across all racial groups were social characteristics of the student's home environment (e.g., parents' education, income). For minority students, the next strongest predictor of achievement related to social characteristics of the school (its percentage of white students and the average economic background of all students). Third, but exclusively for Southern black children, teacher characteristics (education and years of experience) had a modest impact on achievement. Fourth, after controlling for all of the above characteristics, factors related to school fiscal resources (per-pupil spending and curricular and instructional facilities) appeared to have little or no effect on school achievement. The Coleman Report posed a tremendous challenge to educational researchers and policymakers, no doubt troubled by the surprising finding that inequities in fiscal resources had little or no influence on student learning across schools. And although it received a good deal of methodological criticism (e.g., see Murnane, 1975), later investigations have tended to support its general pattern of findings. A main weakness of the study, however, was its "production function" framework. In other words, schools were implicitly conceived of as "black boxes" through which resource inputs were somehow converted into educational outputs. Although a reasonable first step in understanding school effectiveness, it did not accurately portray the way schools actually work. Students within the same school, for instance, do not typically receive equal doses of school resources. They tend not to share equal access to the library, to the computer lab, or to the most experienced teachers and often are exposed to different types and levels of instruction via tracking or ability grouping. In reality, then, schools are better understood as "switching yards" than as units of instruction (Barr & Dreeben, 1983). Left to be explored, then, were the internal processes of schools, their relationship to student learning, and the possibility that their quality might vary within and across schools as a function of students' race, urbanicity, or economic background. The Coleman Report thus triggered a new wave of "process-product" research, epitomized by the so-called effective schools studies of the 1970s and 1980s (e.g., see Rosenholtz, 1985). Peeling the lid off the black box, these studies took primary aim at the workings of urban (usually elementary) schools. The typical methodological approach was to identify samples of significantly effective (and sometimes of significantly ineffective) schools, with "instructional effectiveness" typically defined by student test score results higher than one would predict on the basis of the socioeconomic status (SES) of students' families. Next, an attempt was made to identify school processes and characteristics that actually seemed to make a difference in student learning. Collectively, these studies produced lengthy lists of "effective practices" or "best practices" for classroom instruction and school management and organization. Summarizing these findings, Odden and Odden (1995) note that effective teachers maximize instruction time, are well prepared, maintain a smooth and steady instructional pace (especially during the first few weeks of school), focus on academic learning, and emphasize student mastery of material. With regard to organizational characteristics, effective schools evidence strong instructional leadership, usually provided by the principal; a consensus on academically focused school goals; realistic but high expectations for student learning; regularized monitoring of progress toward academic goals; ongoing staff development; and an orderly and secure environment with a strong, consistently enforced student discipline program (Odden & Odden, 1995, p. 67). The effective schools "movement" was extremely influential among
researchers and educators, as well as among policymakers at all levels of
U.S. government. Equally important, it signified a major shift in the
understanding about how schools work, moving from explanations involving
fiscal capital to those centered around human and social capital.
Questions persist regarding its various recommendations, however,
particularly the direction of causal effect. In other words, although
certain characteristics might produce higher-achieving students, the
reverse might also be the case; that is, schools may maintain these
characteristics because they are fortunate enough to have greater numbers
of high-achieving students. That some schools identified as effective at
one point in time were found not to be so a few years later might, for
example, suggest the latter possibility. Thus, although "effective
schools" clearly share important practices, it was never consistently
established that ineffective schools could become more effective by
adopting these features.
Some Problematic Implications for Inner-City Schools It has become increasingly clear that changing urban schools amounts to something deeper than simply adjusting key processes. More than switching yards, schools are, in fact, small societies in which beliefs, values, and informal norms and sanctions help shape and redirect those processes. As some classic sociological studies indicate (Bidwell, 1965; Coleman, 1961; Gordon, 1957; Waller, 1932/1967), the day-to-day realities of classroom life draw teachers away from objective, "universalistic" interactions with students toward those more subjective and "particularistic." A strong student culture (or particular characteristics of student culture) can thus have tremendous power to either reinforce or erode teachers' academic standards and success with students. The problem is particularly acute for urban schools in two distinct but complementary ways. First , behavioral norms among urban students often run in opposition to academic goals. As described by one inner-city high school teacher, "To be intelligent around here is considered a crime. They don't bring in their books or supplies because of peer pressure. If you're making real good grades and everybody else is not, . . . you're just not going to be part of the group" (Shouse & Schneider, 1993, p. 80). Moreover, in the case of African Americans, Ogbu (1978) contends that their background as an involuntary minority group in the United States led them to develop a subculture in opposition to their oppressors. Ogbu believes that this subculture promotes an especially strong resistance to schooling that is perceived to be controlled by the dominant culture-an analysis that supports calls for Afro-centric schooling. A second problem associated with the stark realities of urban life is that teachers are naturally drawn away from academic concerns and toward social concerns. An art teacher at the same school mentioned above asked, "How can I ask this kid to be concerned with principles of color composition when there are people outside who want to kill him?" A less extreme but more insidious example of this is reported in The Shopping Mall High School (Powell, Farrar, & Cohen, 198S): A Spanish teacher remarks that a particular student, though "not very good at all in the language . . . tries very, very hard, and she always attends, and it makes you feel very sorry for her. So she'll probably get a B or a B minus" (p. 59). Under such conditions, changes in curricular and instructional
processes and practices are likely to be co-opted or redirected to suit
the perceived needs and limitations of students. In other words,
even as best practices become implemented in urban schools, their students
may still be more likely to experience educational treatment more socially
therapeutic than academically challenging. This likelihood helps in
explaining the lack of success of the effective schools movement in
establishing a "portable" model: The movement underestimates the "DNA" of
educational organizations, those deep social structures that work to
either constrain or promote academic teaching and learning.
Schools as Communities Numerous scholars have used the concept of "sense of community" to explain or highlight social differences between schools. Coleman and Hoffer (1987), for example, argue that, in contrast with modern-day public schools, Catholic schools tend to be based around "functional" communities in which school members share the same place of worship and interact with each other both in and out of the classroom and in and out of the school. They also make the point that urban Catholic schools are able to attract large numbers of non-Catholic families by offering a "value" community supportive of their beliefs and expectations about schooling and child rearing. For the school and its members, the result is a network of mutually reinforcing social relationships - a well of "social capital" to be tapped for the purpose of attaining meaningful educational goals. Bryk and Driscoll (1988) expand this understanding of school commonality, clarifying its organizational foundations and showing how they apply to public as well as Catholic schools. In a key study combining elements of theoretical and empirical analysis, Bryk and Driscoll argue that whether public or private, "communally organized" schools evidence (a) a consensus over beliefs and values; (b) a "common agenda" of course work, activities, ceremonies, and traditions; and (c) an ethic of caring that pervades the relationships of student and adult school members. On the basis of analyses of a national sample of schools and students, Bryk and Driscoll found that schools with higher levels of commonality (as measured by an array of survey items representing each of the three core components) also evidenced higher attendance rates, better morale (among both students and teachers), and higher levels of student achievement. The fact that there is nothing explicitly "academic" about any of the three core components described above or, in fact, any of the survey items representing them is perplexing. Would it not be possible for schools to become "dysfunctional communities" (Monk, 1992), where common values, activities, and styles of caring run counter to academic goals? Would this most likely occur in urban schools where teachers, daunted by daily realities, came to view positive social relations and student self-esteem as reasonable substitutes for meaningful academic demand and student effort? These questions were recently explored as part of a broader investigation into improving math and science performance among U.S. high school students (Shouse, 1996). Based on data from a national sample of schools, the study separately examined the achievement effects of commonality (measured along lines similar to those of Bryk and Driscoll's study) and "academic press" (measured in terms of an assortment of survey items reflecting school academic climate, disciplinary climate, and teachers' instructional behavior and emphasis). The findings with respect to low-SES schools were quite striking. Academic effectiveness among these schools was significantly tied to academic press and to combined levels of academic press and commonality. Average achievement in low-SES schools having high levels of both academic press and commonality, in fact, rivaled that of schools serving more affluent students. But, the least academically effective low-SES schools were those that combined strong commonality and weak academic press. Although these findings reveal the tensions between meeting students' social and academic needs, they also reveal the tremendous potential of school social networks that are supportive, cohesive, and academically oriented to spark a quantum leap in the quality of urban students' educational experiences (Shouse, 1996). These findings indicate that school leaders must strive for a
management style and school culture that successfully balance a concern
for performance with a concern for people and community. This indication
underscores the significance of the classic tension for managers between
the task or performance dimension and the of caring or consideration
dimension of leadership. In the case schools, research suggests four
types of "school cultures" based on combinations of high or low emphasis
on academic performance and on a caring community.
1 Schools
with high levels of concern for both academic performance and commonality
can be said to have an integrative culture. The phrase that characterizes
this culture is "No one fails here who works hard." Schools that emphasize
performance but are low on commonality have an exacting culture,
characterized by the phrase "Some will fail here no matter what they do."
Schools that emphasize community but de-emphasize performance have a
caring culture, which is captured by the phrase "No one fails here who
shows up." Finally, schools low on both performance and community have an
apathetic culture. The phrase that best characterizes these schools is "No
one fails whether they show up or not." As we have discussed above, the
challenging context of urban schools makes it especially important that
educators resist the pressures pushing schools toward the deceptive caring
culture (or possibly the defeatist apathetic culture).
Despite the encouraging findings about urban schools that combine a
strong emphasis on both academic performance and commonality, is it
possible that the dilemma we now face is similar to that of the effective
schools movement? That is, we can suggest where urban schools should be,
but we still cannot offer a reliable map for getting there. If student
background and school composition factors remain the strongest predictors
of school achievement, could effective urban schooling be merely related
to attracting the most able and motivated students? Or, might catalytic
factors or incentives exist to help schools evolve into strong,
academically oriented communities? Several possible avenues warrant
discussion and further research.
Despite the lack of consistent empirical evidence during the past 30 years in its support, the idea that having more money would allow urban schools to overcome their most serious barriers remains an intuitively attractive one. More money leads to newer facilities, more talented and motivated teachers, and a higher quality and quantity of teaching equipment and supplies, things all seemingly connected to increasing students' social attraction to school. Nowhere, perhaps, is this point (and its converse) illustrated so pointedly as in Jonathan Kozol's Savage Inequalities (1991). Although Kozol's work commands attention-and money certainly makes a
difference (Ferguson & Ladd, 1995)-it is probably unfair to
characterize the fiscal resource deficiencies of most urban schools as
"savage" or to point to them as the primary source of urban school
ineffectiveness. A great deal more is involved, as Hanushek (1995, p. 22)
notes, in reflecting on Kozol's analysis: That greater funding is not, by itself, the solution to the problems of urban schools comes through rather clearly from an experience in Kansas City (Armor, 1995; CBS News, 1994). Under a 1986 federal court order aimed at redressing decades of de facto school segregation, the Kansas City School District spent more than $1 billion to improve the quality of its schools in order to attract suburban students. New schools were built with up-to-date materials and state-of-the-art computer labs. Teachers received significant raises, and class size was limited to 25 students. Despite these material improvements, white enrollment continued to decrease and student test scores continued to lag behind those of other comparable big-city school districts. In sharp contrast, however, were the significant achievement gains made at one of the district's middle schools, which, although making modest physical improvements, required its students to wear uniforms and their parents to sign contracts promising to oversee their children's attendance and homework. ;The Kansas City case illustrates a major problem with using money as a catalyst for school improvement.; It tends to be "broadcast" at districts, schools, or broad programs, and those most responsible for eventual student outcomes (teachers) have little power to direct it toward their own specific needs and problems. If money is to work as a catalyst for school change, it may need to be "narrowcast" to create new incentives and relationships at the bottom of the organizational pyramid-that is, for teachers, students, and parents. As an example of this, consider a recent school business partnership program designed to improve graduation and college attendance rates among students at two "at risk" inner-city high schools. During a 4-year period, the sponsoring company offered students college tuition vouchers of up to $4,000 for maintaining reasonable attendance and at least a C average. During the same period, teachers could earn up to $4,000 for serving as regular mentors for small groups of students. Although a systematic evaluation of the program's impact revealed contrasts between two schools, it reported several significant improvements in such areas as attendance, educational aspirations, and achievement among "borderline" students (Shouse, 1991; Shouse & Schneider, 1993). One story from this particular program reveals not only the stifling effects of insensitive bureaucracy but also the contrast between the power of narrowcast money and the impotency of broadcast money. Having taken on the task of mentoring, an English teacher at one of the schools directed her stipend toward engaging her group of 15 students in a series of school fix-ups, cleaning and painting areas of the school, inside and out. For one of these fix-ups, students painted bright colors and original designs over dismal lavatory walls. Not long afterward, when it became time for the school to receive some general maintenance, a team of district painters obliterated the students' work with their own standard issue battleship gray. Stunned and disappointed, the teacher and her students complained about the action. Word was eventually passed down to them that they really had no business painting anything anyway. In short, modest amounts of money could be redistributed to provide
resources, incentives, and a sense of empowerment and provide ownership to
those on the "front lines" of urban schooling. This theme, of course,
parallels that of the area to which we now turn, that of school
restructuring.
Like the effective schools movement, the school restructuring movement has come to denote a fairly specific array of prescriptions for improving organizational effectiveness and student achievement. At its foundation, the restructuring idea is a response to concern that school systems have become too large and bureaucratic to permit the types of effective site-level management and professional and instructional practices necessary to meet the teaching and learning needs of teachers and students. Teachers work in isolation from each other, as well as from critical decision-making processes. School principals are too often handcuffed by bureaucratic rules and central office edicts. For the sake of efficiency, students are often sorted by ability and are exposed to instruction driven primarily by short-answer standardized tests. Finally, because of bureaucratic and professional barriers to lay involvement, schools tend to be poorly linked with the parental and community networks that can support and facilitate the successful education of children. The prescriptions offered by the restructuring movement thus center around three basic areas: 1. Shifting the thrust of school governance to a more "bottom up" direction through decentralization, site-based management, staff professional development, teacher empowerment, and greater parent involvement 2. Refocusing curriculum and instruction toward cooperatively organized, mixed-ability classrooms; greater emphasis on higher-order learning; and the use of performance-based student assessment 3. Reducing school size, typically through the creation of "schools within schools" Several more specific changes have been recommended across these three areas by reformers, and some recent evidence links their collective adoption with significant gains in high school achievement. A study by Lee and Smith (1994), for example, contrasted achievement gains in three types of school: (a) those with no reform or restructuring, (b) those that had sought to improve on their traditional, more bureaucratic practices, and (c) those that had engaged in some level of organizational restructuring. Although students in traditionally oriented schools that were seeking improvement outgained those in nonreform schools, students in restructured schools (those having adopted at least 3 out of 12 restructuring practices) significantly outgained those in both other types of schools. More important, the greatest achievement differences occurred among students at the low end of the socioeconomic scale. In other words, the achievement gap between more and less economically advantaged students was narrowest within restructured schools. And yet, before educators bestow panacea status on school restructuring plans, they need to look closely at some key questions. For instance, were we to imagine school restructuring as represented by a "check off" of reforms, we should expect the items on the list to vary greatly in terms of their actual contribution to student achievement. In fact, for some items on the list (e.g., cooperative learning, heterogeneous grouping), the evidence is either inconclusive or extremely complex. Moreover, there is considerable potential for friction among these restructuring reforms. At a recent national conference, for instance, a well-known researcher bemoaned the fact that resistance to de-tracking plans increased as teachers and parents gained a greater share of decision-making power. Apparently, their intuitive sense of the practicality and logic of grouping students according to their interests and learning pace conflicted with the commitment to "de-tracking" of educator elites. Sooner or later, decentralizing decision-making power-to schoolsite administrators, teachers, and parents-raises questions about standards and consistency across a "system" of schools. The central office of school districts is naturally inclined to resist decentralization or to try to "recentralize" power when it can (Crowson & Boyd, 1992), in large part for reasons of consistency and accountability. Further, with its advocacy of national standards and associated testing schemes, the recent "systemic" school reform movement tends to conflict with the desire to decentralize and empower site-level educators. Effective school reform thus requires us to look at the separate components of the restructuring agenda-and they may or may not fit together-rather than to accept them all as a package deal. As an example, consider the restructuring practice of students keeping the same homeroom throughout their high school careers (one practice included in the Lee & Smith [1994] study cited above). Although urban students might benefit from sharing the first 15 minutes of each day with the same people, evidence from Asian secondary schools indicates that a stronger sense of belonging and cooperation would result if they shared the entire day in the same classroom, with their teachers being the ones moving around the school. With regard to ability grouping, evidence from U.S. Catholic schools suggests that narrowing the range and coordinating the content of ability groups makes more sense than the complete abandonment of curricular differentiation (Bryk, Lee, & Holland, 1993). Further, a strange irony surrounds the school restructuring movement. Although it aims to debureaucratize and decentralize school organization, it also tends to carry its own specific agenda of reform. Not so many years ago, as a teacher at an urban high school, one of the authors observed a beautiful illustration of this. The faculty were considering and discussing their concerns about the district's new plan for local school control. On the basis of a majority vote, a school could become "empowered"-that is, be governed by a small local school council consisting of the principal and parent and teacher representatives. Confronting a list of teacher concerns over the proposal, the principal exclaimed, "People, understand this! We will become an empowered school!" What the teachers feared (and perhaps what the principal understood) was that empowerment could actually lead to disempowerment; that is, in this case, because teachers might end up in a minority on the council, overruled by the parents and the school principal, it might de-legitimate teachers' experiential knowledge about what does and does not work in schools and about what they are and are not professionally capable of accomplishing in the classroom. In short, for urban school restructuring to be effective-for it to be honest-requires that teachers' understandings not be viewed as obstructions to change. Put another way, new educational structures must result as much, if not more, from bottom-up than from top-down efforts. Thus, to be effective and honest, restructuring must provide teachers formal and informal opportunities to develop appropriate professional norms; to examine, question, but in the end select effective instructional methods based on what they know and can learn about their craft. Indeed, significant, collective involvement of teachers appears to be a
key to effective school restructuring, based on the extensive program of
research on restructuring conducted by the federally supported Center on
Organization and Restructuring of Schools at the University of
Wisconsin-Madison (Newmann & Wehlage, 1995). The center's researchers
found that school effectiveness and student learning were enhanced when
schools took on the qualities of "professional communities" (Louis &
Kruse, 1995; Newmann & Wehiage, 1995). Such communities had
three basic features: "Teachers pursue a clear shared purpose for all
students' learning. Teachers engage in collaborative activity to achieve
the purpose. Teachers take collective responsibility for student learning"
(Newmann & Wehlage, 1995, p. 30). Summarizing the center's findings,
Newmann and Wehlage (1995) stated: The
quest for more effective community and professional involvement in the
education of urban children is central to two of the most promising
approaches to the reform and restructuring of urban education, the
programs led by James Comer and by Henry Levin. Comer's work began with an
intervention project in New Haven, Connecticut. His analysis of his two
project schools "suggested that the key to academic achievement is to
promote psychological development in students which encourages bonding to
the school. Doing so requires fostering positive interactions between
parents and school staff, a task for which most staff people are not
trained" (Comer, 1988, p. 46). This interaction requires that school staff
and parents overcome a natural resistance to cooperation, which seems to
pervade the schools. The intervention required the reduction of
"destructive interactions" and the establishment of "cohesiveness and
direction to the school's management and teaching" (p. 46).
To accomplish these purposes, a team was formed to "govern and manage"
the school (Comer, 1988, p. 46). This team included the principal, a
mental health professional, representatives from the nonprofessional
staff, and elected representatives from among parents and teachers.
Guidelines were established to mediate between the needs of the principal
for authority and those of the team to represent concerns and needs of the
students, as well as their respective constituencies. To ensure
cooperation, consensus decision making was required (p. 47).
In addition to policy development, parents are also encouraged to
participate in the life of the school and to assist in the growth of bonds
between the community and the school. Concerted efforts among social
workers, school psychologists, and special education teachers combine to
establish "school policies and practices so that students' developmental
needs would be served better and behavior problems prevented" (p. 47). In
addition to minimizing psychic distress and behavior problems to
facilitate the student-school relationship, Comer's efforts also include a
social skills curriculum to redress "the problem of social misalignment"
(p. 48).
The totality of Comer's program is intended to develop the child
socially as well as academically. Whereas the social skills
curriculum moves to align economically disadvantaged and minority students
with mainstream society, the "team approach" to school management and
governance represents an effort to modify school-community relationships.
By involving parents and the community in the formation of social capital,
the program also alleviates some of the cultural discontinuity problem
emphasized by Ogbu (1978).
Henry Levin's (1987) "accelerated school" program represents another
effort to achieve both academic and social success by combining effective
pedagogical techniques with efforts to build social capital and reduce
cultural discontinuity. Thus, Levin tries to build on the strengths
of culturally different children, rather than focus on their "deficits."
His emphasis on the strengths and abilities of disadvantaged students
contradicts conventional wisdom that assumes a need for slower, remedial
treatment of such students:
The accelerated school is a transitional elementary school designed to
bring disadvantaged students up to grade level by the end of sixth grade
so they [can] take advantage of mainstream secondary school instruction. .
. . The goal . . . is to bring all children up to grade level, rather than
limit interventions for the disadvantaged to "pull out" sessions. This
approach requires an assessment of each child's performance at school
entry and sets a series of objectives.
Parents are deeply involved in two ways. First . . . [by] a written
agreement that clarifies the obligations of parents, school staff, and
students. Second . . . [by] opportunities for parents to interact with the
school program and actively assist their children.
Another aspect of the program is an extended day. . . During this
period, college students and senior citizen volunteers work with
individual students. . . . These broad features make the accelerated
school a total institution rather than a graft of compensatory or remedial
classes onto conventional elementary schools. (Levin, 1987, pp. 20-21)
Much of the promise for more effective schooling for disadvantaged
children seems to lie with such programs as Levin's and Comer's. It is
encouraging that many serious efforts are being made to implement these
models across the United States today (e.g., see Finnan, St. John,
McCarthy, & Slovacek, 1996).
One further important idea for restructuring urban education involves
the widespread movement to achieve coordinated, school-linked services for
at-risk children. The traditional fragmentation of responsibility among a
variety of agencies for the large array of social and health services
needed by poor children and their families is increasingly viewed as
dysfunctional and unacceptable. Consequently, with substantial support
from foundations and reformminded state officials, the coordinated
services movement has blossomed. Numerous projects and experiments with
coordinated services are in progress across the United States. Usually
linked with or centered on schools, these ventures have the potential not
only to deliver much more coherent and satisfactory services but also to
link the school far more effectively with its supporting community. This
effort has come to be seen as part of the restructuring movement, and some
advocates have even expected substantial changes in the internal
operations of schools to flow from involvement with coordinated services
approaches. However, for a variety of reasons related to such matters as
"turf issues" and differences in professional cultures and languages among
service agencies, research indicates that coordinated service ventures
have been difficult to achieve and have rarely had much impact on the
actual culture and operation of schools, although they are beneficial for
at-risk children and their families (Crowson & Boyd, 1993, 1996).
Significantly, sense of community emerges as a key factor in this domain
too. Research by White and Wehlage (1995) indicates that the more
bureaucratic and less communitarian the coordinated services projects, the
less likely they are to succeed.
In closing this section, we want to emphasize again that a major
challenge for educators as they strive to meet the social, as well as
educational, needs of disadvantaged children is to not allow concern for
their students' disadvantaged backgrounds to pull them away from high
academic standards and expectations. As a report by the Committee for
Economic Development (1994) stresses, the primary mission of schools is
learning and academic achievement; social services "may be placed in the
schools, they may be delivered through the schools, but they should not be
made the responsibility of the schools" (p. 5).
In the years just prior to his untimely death in the spring of 1995, James S. Coleman considered the problem of how external incentives might be structured to produce more academically effective schools. His notion of the "output-driven school" (Coleman et al., in press) conveys the idea that schools could become more effective in response to academic standards established beyond the institution by employers, colleges, or even standardized exams. For Coleman, the ability to raise or lower academic standards amounts to a burden from which, once freed, teachers could act more as coaches or supportive adults than as authoritative distributors of academic reward. For schools, the result would be the development of more academically oriented, informal work groups. In a real sense, then, Coleman's idea uses a relatively small amount of organizational change to produce a much larger change in the social understandings and relationships of school members. Fully realized, the result is a broad set of social incentives for high student achievement. In addition to externally imposed standards, output-driven schools would include five other key elements: 1 . Evaluations (not just for students, but for teachers and schools as well) based on level of performance and performance gain (or "value added") 2. Yearly rewards to teachers, students, and parents, based on both types of criteria 3. The final output criteria at a given stage of schooling serves as the starting point for designing evaluations at each subsequent stage of schooling, thus creating a system of "short feedback loops" 4. Allocation of rights and responsibilities not only to individuals but also to groups of teachers, groups of students, and groups of parents to encourage the development of informal norms that support educational goals 5. Academic performance and performance in other specialized areas (possibly nonacademic) as the basis for student evaluation Coleman's vision of the output-driven school challenges several traditional elements of U.S. public education. For example, the reallocation of "rights" to which he refers would literally grant to teachers the right to decide which students to accept from an earlier stage of schooling and which students to send on to a later stage of schooling. Although on first glance this seems rather cold and at odds with popular notions of inclusiveness, it is countered by the fact that teachers, students, and parents would receive rewards (e.g., salaries, bonuses) based, in part, on student achievement gain. This "value added" incentive encourages teachers not only to raise their students to the level necessary for entry into the next schooling stage but also to accept lower-ability students (for it is here where more value can be added). Notice, too, that the reallocation of rights would allow parents to opt out of or into schools on the basis of whether they met their child's particular needs, thus requiring some sort of school choice mechanism. As an analogy for how a system of output-driven schools might function, Coleman offers the example of the "string of rights" motivating workers on a Japanese automotive assembly line. Workers along the line have the right to "reject" outputs from earlier stages of production (thus affecting the pay of workers at those earlier stages) or to hold back and improve the quality of their own outputs (thus affecting their own pay). Shippers, dealers, and customers outside the organization hold the "ultimate" right to reject unsatisfactory finished products and to accept those they consider satisfactory. In other words, the quality of a product at one stage drives the performance at the preceding stage all the way back through the production process of the organization. This short-loop feedback process contrasts sharply with the long-loop feedback processes found in most bureaucratic organizations, including schools. Driven more by external demands than by internal characteristics, trading control over standards for control over how best to achieve them, teachers would become naturally engaged in common academic activity, and schools could become transformed into meaningful learning communities. Coleman's idea reminds us that, like its larger real-life counterparts,
the small society of the school owes much of its power to shape young
people to forces beyond its immediate control. Like other key social
institutions, schools must therefore often grapple with the tension
between setting a course and following one. For example, although the
attainment of equal educational opportunities and outcomes has been a
primary research and policy interest during the past 30 years, the public
is clearly quite willing to tolerate and even demand a fair amount of
educational inequality. This is evident in current policy battles over
school funding, school choice, outcome-based education, de-tracking, and
so on. The implication would appear to be that those examining or
promoting school change need to consider and be more open about their own
ideological preferences and how these jibe with popular notions of school
effectiveness.
James Coleman's visionary conception of an output-driven school stands in stark contrast with the reality of the schools we have. Public schools in general, and especially urban schools because of their greater propensity to be highly bureaucratized, are input driven and inclined toward dysfunctional incentive systems. With a near monopoly relationship with their clients and with few rewards (or penalties) linked with the achievement gains of their students, public schools too often lack any meaningful accountability for their performance (Boyd & Hartman, 1988). As a result, the burden of success (or failure) falls mainly on the shoulders of the poor children and families that the schools serve. Although learning clearly is co-produced, requiring a vital contribution of effort on the part of students (and families) as well as teachers, the incentive structure of schools needs to be modified to provide more rewards and accountability for educators to engage in the hard work of improving their effectiveness. As explained in this chapter, that will involve transforming their schools and pedagogical approaches in accord with the promising findings we have discussed concerning the power of academic press combined with a caring and "professional" community. One final issue that needs to be addressed is the overall strategy for urban school reform: Must the governance and/or institutional structure of urban school systems be changed to enable real reform, or can school improvement be pursued effectively from the "bottom up," one school at a time? Ideally, of course, the system should be transformed so that schools can succeed because of it, rather than in spite of it. As we noted at the outset of this chapter, there is growing sense that the crisis of urban school systems has so under mined their legitimacy that nothing short of a complete overhaul of their governance and institutional structure can enable them to regain the public's confidence (Cibulka, 1995, 1996). Although reform still can be undertaken one school at a time, the scale an severity of urban education's problems cry out for a more comprehensive solution. Moreover, schools that are reforming are quite vulnerable if they are at the mercy of unreformed school systems. Ultimately, the real test (and requirement for regaining legitimacy) is whether reformed schools or school systems can actually succeed in giving students the kind of education needed for a postindustrial society. On this point, Kerchner, Koppich, and Weeres (1995) argue incisively that today's students must be prepared as "mind workers" for the complex demands of an information society. This means, these researchers believe, that to develop the higher-order thinking skills required by a knowledge society, classroom instruction must be based on cognitivism rather than on behaviorism: A century ago, education underwent its modern reformation. The challenge now is to design an institutional arrangement that once again aligns public education to the emerging knowledge society. Like the transition from an agrarian to an industrial economy, the passage to a knowledge society will necessitate a fundamental alteration of the instructional core of public education, and then the construction of a new institutional shell of governance, funding, and organizational structures around that core. (p. 81) On balance, then, the ultimate challenge for the improvement of urban
education-and, more broadly, public education in general will be to
achieve and sustain the social and political consensus required to
facilitate and support the work of "reinventing" U.S. public education
around a core of high academic expectations, "authentic pedagogy" (Newmann
& Wehlage, 1995), and caring and "professional" community. Although
building the needed consensus will demand extraordinary professional and
political leadership and, most likely, new political arrangements in many
settings, the stakes involved and the returns to be gained make the effort
imperative.
1This discussion is based on a typology adapted from Serbia
and Glinow (1985) and on characterizations of school cultures drawn from
Bryk, Lee, and Holland (1993).
Armor, D. J. (1995, August 2). Can desegregation alone close the achievement gap? Education Week, 14, p. 41. Barr, R., & Dreeben, R. (1983). How schools work. Chicago: University of Chicago Press. Bidwell, C. E. (1965). The school as a formal organization. In J. G. March (Ed.), Handbook of organizations (pp. 972-1022). Chicago: Rand McNally. Boyd, W. L. (1991). What makes ghetto schools work or not work? In P. W. Thurston & P. Zodhiates (Eds.), Advances in educational administration: Vol. 2. School leadership (pp. 83-129). Greenwich, CT: JAI. Boyd, W. L., & Hartman, W. (1988). The politics of educational productivity. In D. H. Monk & J. Underwood (Eds.), Microlevel school finance: Issues and implications for policy (pp. 271-308). Cambridge, MA: Ballinger. Bryk, A. S., & Driscoll, M. E. (1988). The school as community: Theoretical foundations, contextual influences, and consequences for students and teachers. Chicago: University of Chicago, Benton Center for Curriculum and Instruction. Bryk, A. S., Lee, V., & Holland, P. (1993). Catholic schools and the common good. Cambridge, MA: Harvard University Press. CBS News. (1994). On the money. 60 minutes, XXVI, 24 [Transcript]. Livingston, NJ: Burrelle's Information Services. Cibulka, J. G. (1995, October). Two eras of urban schooling: The decline of the old order and the emergence of new organizational forms. Paper presented at Wingspread Conference on Next Steps for Education in the Inner Cities, Racine, WI. Cibulka, J. G. (1996). The reform and survival of American public schools: An institutional perspective. In R. L. Crowson, W. L. Boyd, & H. B. Mawhinney (Eds.), The politics of education and the new institutionalism: Reinventing the American school. London: Falmer. Coleman, J. S. (1961). The adolescent society. New York: Free Press. Coleman, J. S., Campbell, E. Q., Hobson, C. J., McPartland, J., Mood, A. M., Weinfeld, F. D., & York, R. L. (1966). Equality of educational opportunity. Washington, DC: Government Printing Office. Coleman, J. S., & Hoffer, T. (1987). Public and private high schools: The impact of communities. New York: Basic Books. Coleman, J. S., Schneider, B., Plank, S., Schiller, K., Shouse, R., & Wang, H-Y. (in press). Redesigning American education. Boulder, CO: Westview. Comer, J. P. (1988, November). Educating poor minority children. Scientific American, 259(5), 42-48. Committee for Economic Development. (1994). Putting learning first: Governing and managing the schools for high achievement. New York: Author. Crowson, R. L., & Boyd, W L. (1992). Urban schools as organizations: Political perspectives. In J. Cibulka, R. Reed, & K. Wong (Eds.), The politics of urban education in the United States. London: Falmer. Crowson, R. L., & Boyd, W L. (1993, February). Coordinated services for children: Designing arks for storms and seas unknown. American Journal of Education, 101(2), 140-179. Crowson, R. L., & Boyd, W L. (1996). Structures and strategies: Toward an understanding of alternative models for coordinated children's services. In J. Cibulka & W Kritek (Eds.), Coordination among schools, families, and communities: Prospects for educational reform. Albany: State University of New York Press. Education Commission of the States. (1995, July). The new American urban school district. Denver, CO: Author. Ferguson, R. F., & Ladd, H. F. (1995, April). Additional evidence on how and why money matters: A production function analysis of Alabama schools. Paper presented at the Conference on Performance-Based Approaches to School Reform, Brookings Institution, Washington, DC. Finnan, C., St. John, E., McCarthy, J., & Slovacek, S. P. (Eds.). (1996). Accelerated schools in action: Lessons from the field. Thousand Oaks, CA: Corwin. Freedman, S. G. (1990). Small victories: The real world of a teacher, her students, and their high school. New York: Harper & Row. Gordon, C. W (1957). The social system of the high school. New York: Free Press. Hanushek, E. A. (1995, October). Incentives and the schooling of disadvantaged populations. Paper presented at the Wingspread Conference on Next Steps in Inner-City Education, Racine, WI. Kerchner, C. T., Koppich, J. E., & Weeres, J. G. (1995). United mind workers: Representing teaching in the knowledge society. Unpublished manuscript. Kozol, J. (1967). Death at an early age: The destruction of the hearts and minds of Negro children in the Boston public schools. New York: Houghton Mifflin. Kozol, J. (1991). Savage inequalities: Children in America's schools. New York: Crown. Lee, V. E., & Smith, J. B. (1994). Effects of high school restructuring and size on gains in achievement and engagement for early secondary school students. Madison: University of Wisconsin, Wisconsin Center for School Research, National Center on Effective Secondary Schools. Levin, H. M. (1987, March). Accelerated schools for disadvantaged students. Educational Leadership, 44, 19-21. Louis, K. S., & Kruse, S. (1995). Professionalism and community: Perspectives on reforming urban schools. Thousand Oaks, CA: Corwin. Monk, D. H. (1992). Educational productivity research: An update and assessment of its role in education finance reform. Educational Evaluation and Policy Analysis, 14(4), 307-332. Murnane, R. J. (1975). The impact of school resources on the learning of inner-city children. Cambridge, MA: Ballinger Newmann, F. M., & Wehlage, G. G. (1995). Successful school restructuring. Madison: University of Wisconsin, Wisconsin Center for Educational Research, Center on Organization and Restructuring of Schools. Odden, A. R., with the assistance of Odden, E. (1995). Educational leadership for America's schools. New York: McGraw-Hill. Ogbu, J. U. (1978). Minority education and caste: The American system in cross-cultural perspective. San Diego: Academic Press. Powell, A. G., Farrar, E., & Cohen, D. K. (1985). The shopping mall high school: Winners and losers in the educational marketplace. Boston: Houghton Mifflin. Rosenholtz, S. J. (1985). Effective schools: Interpreting the evidence. American Journal of Education, 93 (3), 352-388. Serthia, N. K., & Glinow, M-A. (1985). Arriving at four cultures by managing the reward systems. In R. Kilmann et al. (Eds.), Gaining control of the corporate culture. San Francisco: Jossey-Bass. Shouse, R. C. (1991). Teachers as mentors: Building commonality in an urban school. Administrator's Notebook, 35, 7. Shouse, R. C. (1996). Academic press and sense of community: Conflict, congruence, and implications for student achievement. Social Psychology of Education, 1(l), 47-68. Shouse, R. C., & Schneider, B. (1993). Pepsi School Challenge final report. Chicago: Ogburn-Stouffer Center and the University of Chicago. Waller, W (1967). The sociology of teaching. New York: John Wiley. (Original work published 1932) White, J. A., & Wehlage, G. (1995, Spring). Community
collaboration: If it is such a good idea, why is it so hard to do?
Educational Evaluation and Policy Analysis, 17(l), 23-38.
|