Written Testimony
Submitted to the Commission on Child Online Protection
June 8, 2000
David G. Post
Thank you for the opportunity to address the Commission . I speak
to you both as a parent of two minor children, and as someone interested
in the continued expansion of the remarkable communicative potential of
the Internet. Efforts by the Commission to assist us in understanding,
and in making intelligent use of, the "technologies and methods that might
be used to help reduce access by minors to online materials that are ‘harmful
to minors,’" to quote from the Commission’s terms of reference, are of
the deepest importance.
The situation, as I understand it, is as follows:
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There is readily-accessible material on the Internet that we would all
agree is "harmful to minors" (HTM).
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There is readily-accessible material on the Internet that some reasonable
people would claim is HTM -- or, perhaps, harmful to some minors but not
others – while others would assert that it is not.
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Congress seeks a constitutional way to eliminate, or at least
to minimize, minors’ access to HTM material (at least HTM material in the
first category). Its first efforts – the Communications Decency Act and
the Child Online Pornography Act – have been struck down by federal courts
as unconstitutional infringements on the right to free speech.
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Any solution must not interfere substantially, or more than is necessary
to achieve the goal of limiting minors’ access to HTM material, with communication
by and among adults. Much HTM material is "constitutionally protected speech,"
and any State action that restricts adult access to such material is presumptively
unconstitutional.
Any Congressionally-mandated action regarding this problem should have
the following features:
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It should recognize and respect differences of opinion as to what constitutes
HTM material. These differences may be geographically-based: different
local school boards, for example, will have, and should have, different
views of the material that should be excluded from view by an eighth-grader.
The differences may be non-geographical; followers of different religious
traditions will continue to have different views as to what constitutes
HTM material irrespective of geographic location, for example, as will
individual parents on the basis of their own particular moral or ethical
codes.
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It should recognize that the primary responsibility for insuring that
minors are not exposed to harmful material rests with parents, educators,
and others in a care-giving role. In real-space, it is not the law that
serves as the primary constraint on minors’ access to harmful material,
it is the combined effects of the culture created by parents, teachers,
peers; the government’s role is primarily to facilitate the reasonable
exercise of that control. That should be the goal in cyberspace as well.
The Domain System and HTM material
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The current configuration of the domain name system, in particular the
existence of 7 top-level domains (TLDs) (.org, .com, .net, .mil, .gov,
.int, .edu), is not technically mandated. There is no technical reason
that there could not be hundreds, or thousands, of TLDs. ICANN is currently
considering proposals to enlarge the number of TLDs.
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Expansion in the number of TLDs is a desirable policy objective for
many reasons having little or nothing to do with this Commission’s inquiries.
Expansion will, for instance, reduce the level of conflict over the "rightful
ownership" of particular second-level domains (xyz.com, university.edu,
etc.), and it will allow a greater degree of self-differentiation of Internet
services than is possible given the current artificially-maintained TLD
scarcity.
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Expansion in the number of TLDs would permit experimentation with a
familiar technique for restricting minors’ access to HTM material, a kind
of Internet "zoning." In real-space we often use a strategy of requiring
material that is appropriate only for adults to be spatially (as in ‘red
light’ zones) or temporally (as on the federally-regulated radio broadcast
spectrum) segregated.
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If, somehow, we could arrange things such that all HTM material – however
we would define that category -- were segregated into specified TLDs, it
would then be a relatively trivial task to configure individual browsers
so as to deny access to those TLDs, and hence to that material. At the
same time, the material would still be "there," available to those who
wish to access it.
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Would this solution – again, assuming for the moment that it is attainable
– be constitutional if it resulted from direct congressional decree, e.g.,
a law requiring individuals distributing material that is "harmful to minors"
to place that material within specified top-level domains? I am no constitutional
scholar, and I would defer gratefully to others on that question; my reading
of the cases, most importantly Renton v. Playtime Theaters, 475
US 41 (1986), suggests that such a law would pass constitutional muster.
Precisely because zoning does not restrict adults (or children who have
a supervising adult’s permission) from "entering" the HTM zones, the burden
on protected speech – the primary constitutional vice of COPA and the CDA
– is minimized if not eliminated.
(a) Even if such a law could achieve its objective of segregating
all HTM material into specified domains, it would not, obviously, keep
all minors from accessing HTM material. That it is a less-than-perfect
solution to the problem should not, however, affect our view of its constitutionality.
If this were our goal, is it achievable? What steps might Congress take
to help achieve it?
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First, TLD-space must be enlarged. In the current configuration, Internet
"real estate" (in the form of TLDs) is too valuable to "waste" an entire
domain on HTM material. As noted above, expansion is currently on ICANN’s
agenda, and ICANN could, usefully, be encouraged to act rapidly on expansion
plans.
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Because that TLD expansion has not yet taken place, and because the
manner in which it does take place (and, indeed, whether or not it does
take place) is not entirely within Congress’ control, it is difficult to
specify precisely the steps that Congress could or should take to facilitate
this zoning. Thus, for example, even if ICANN adopts an expansionist policy
with regard to new TLDs, it is not clear whether new TLDs will be restricted,
or unrestricted, in number; whether ICANN itself will designate the name(s)
of the new TLDs or allow individuals to propose their own names; whether
ICANN will accept proposals for new TLDs on a first-come, first-serve basis,
or will utilize a lottery, or auction, or some other method for allocating
responsibility for management of the new TLDs; whether ICANN will permit
governmental institutions to operate new TLDs; etc. The answer to these,
and many other, questions will at least partially determine the means that
Congress can use to facilitate the segregation of HTM material into particular
TLDs.
Assuming that additional TLDs become available, how can Congress encourage
the segregation of HTM material into specified domains? And which domain(s)?
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Would this solution – again, assuming for the moment that it is attainable
– be constitutional if it resulted from direct congressional decree, e.g.,
a law requiring individuals distributing material that is "harmful to minors"
to place that material within specified top-level domains?
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First, and most simply, Congress could authorize the maintenance of
a public list of "designated HTM TLDs," a set of pointers to domains
containing HTM material. The list of designated HTM TLDs could then serve
as an authoritative source of information for parents (or anyone else)
seeking to avoid HTM material. Browsers could relatively easily be re-configured,
or built, to contain an automated "lock-down" option whereby access to
a designated HTM TLD would be denied; if the browser market failed to produce
such an option (as I suspect it would), browser manufacturers could be
"encouraged" to provide the option in their products.
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My guess – and it is, and can probably only be, just a guess – is that
a significant amount of HTM material would "migrate" to the designated
HTM TLDs without any express legal requirement that it be placed there.
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Congress could, alternatively, expressly mandate placement of HTM material
in the designated HTM TLDs. For example, a statute could simply require
that all HTM material be placed into one or more TLDs specified in the
statute, or appearing ex post on the list of designated HTM TLDs.
Alternatively, as it did in COPA itself, Congress could define the offense
of distributing HTM material and provide that placement of such material
in one of the listed domains is an affirmative defense to criminal or civil
liability under a re-enacted COPA.
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My own preference would be to postpone implementation of an express
legal requirement of this kind until we have more experience with the effectiveness
(or lack of effectiveness) of a scheme involving voluntary, uncoerced segregation
of HTM material into the designated domains. While this might appear to
be a somewhat weak-kneed approach to the problem at hand, it could well
do considerable good (while doing little harm). It is a means by which
the government can provide the one thing that is in short supply on the
Internet: tools for coordinating the action of large numbers of like-minded
individuals. The mere existence of the set of pointers may serve as an
effective catalyst for the accumulation of a substantial amount of HTM
material in the designated domains. The extent to which this solves the
problem of control over minors’ access to this material can be assessed
ex post, and more vigorous means employed if necessary.
The difficult question becomes: how is this list of designated HTM TLDs
to be maintained? How do TLDs get on, or off, the list?
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Congress could delegate to a federal agency the task of searching and
locating HTM material for the purpose of placing TLDs in which such material
is found onto the list of designated HTM TLDs. Even aside from the unseemliness
of having government officials seeking out material of this kind, this
approach has any number of associated problems. The operators of individual
TLD registries have only a limited degree of control over the material
that appears there; any individual TLD is likely therefore to have a diversity
of information content, i.e., some sites that do, and some that
do not, contain HTM material. What threshold – 1% of material? 5% of material?
10%? – will be used to determine whether or not a TLD is given the HTM
designation? How will that be measured? Many TLD registry operators are
likely to resist classification as an HTM designated location (especially
if the threshold is low enough), and to fight, through administrative or
judicial procedures, any such classification. Whatever the chosen threshold,
a significant amount of material is likely to be mis-classified under such
a scheme.
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If the goal is to punish registries for allowing HTM material
to appear in their domains this might be an appropriate way to proceed;
but the goal is not to punish them for hosting constitutionally-protected
material but rather to encourage the segregation of material into identified
domains. That can better be accomplished by instituting a procedure under
which domain registries self-identify themselves through a simple application
procedure, and placed on the list at their own request. It is perhaps unfortunate,
but nonetheless true, that there will be commercially-operated domains
that will welcome such an "official" designation as a way of signaling
to potential consumers that hard-core material can be found at that location,
and at least a substantial number of those with HTM material for sale will
be willing to forego making their material available to minors for what
they would see as the benefit of being easily locatable by their primary
adult consumers.
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I do not see, in other words, any compelling reason, at least in the
first instance, for the government to do more than to endorse the self-identification
of individual domains as containing HTM material. I think it reasonably
certain that a substantial amount of HTM material would make its way into
those domains precisely because they can be found easily by consumers;
that will enable those who wish to avoid this material to do so with relative
ease.
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This is a small step, to be sure. But small steps are the most appropriate
when walking on rapidly-changing and uncertain terrain. This will not create
a world in which no minors encounter material on the Internet that may
be harmful to them; but nothing Congress does can create such a world.
It is minimally intrusive on the rights of adults to communicate in whatever
ways they wish, and avoids entangling the government in making content-based
determinations that are, at the very least, in some tension with the command
of the First Amendment. It can help to bring a degree of order to the Internet
in a way that many parents and educators will find useful; how much order,
and how useful, cannot be predicted in advance. If it is entirely ineffective
at achieving its goal, it can be abandoned, or supplemented with additional
measures, in the future.