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Douglas L. Berger
Nietzsche Contra Schopenhauer: The Construel of Eternal
Recurrence
Several years after the completion of his chief work,
Thus Spoke Zarathustra, and shortly before his final mental
collapse, Nietzsche pinpointed in retrospect its central concern:
"the fundamental conception of the work, the idea of eternal
recurrence, the highest form of affirmation which can possibly be
attained" (6: 335). To have admitted that the most important
philosophical project of his life was the construction of a formula
which could overcome nihilism and affirm life, betrayed not only
what he believed to have been his greatest achievement. It also
shows to what extent he was influenced by one of his idols and at
the same time one of his greatest philosophical enemies: that
philosopher of the "denial of life," Schopenhauer.
It is clear that Schopenhauer remained for Nietzsche a
lasting object of admiration and profound ambivalence. The theory
of art propounded in The Birth of Tragedy was obviously, as
Nietzsche himself conceded, built on Schopenhauer's aesthetics,
although it parted company with the latter on its idea of the
ultimate function of art. He dedicated one of his Untimely
Meditations to Schopenhauer, his "philosophical educator,"
though he was later to reject Schopenhauer's epistemological and
aesthetic doctrines. He came in the end to criticize Schopenhauer,
along with Christianity, calling them "enemies of life" in their
fundamental pessimism. Although in his late writings Nietzsche
called Schopenhauer "nihilistic and decadent," he simultaneously
praised him with the words: "he is the last German to be taken
seriously...a European event, equal to Goethe, equal to Hegel,
equal to Heinrich Heine" (6: 125). From all this we should be able
to see that Nietzsche’s attempt to construct a philosophy of
affirmation through his idea of eternal recurrence was aimed in
Schopenhauer’s general direction.
I wish in this short paper to carry this claim further and
show that it has more than merely general validity. The way in
which Nietzsche construes his idea of recurrence in The Joyful
Wisdom and Thus Spoke Zarathustra bears out well that
the idea was, in all its details, directly influenced by and
specifically marshalled against some of the main arguments of
Schopenhauer. Nietzsche was thoroughly familiar with Schopenhauer's
writings and a comparison of some of Nietzsche's major published
passages on eternal recurrence and some of Schopenhauer's central
claims will make clear both Nietzsche's indebtedness to
Schopenhauer, and the way in which Nietzsche believed his
refutation succeeded in creating what he held to be the "most noble
formula of the great affirmation."
"It is," writes Schopenhauer, "a total contradiction to want
to live without wanting to suffer" (1: 141). The contradiction of
which he speaks refers of course to his metaphysics of Will. Every
object, every phenomenon in the world is a manifestation of Will,
an undifferentiated, "blind," ceaseless impulse to existence, to
life. The particular, individual manifestations of Will are for the
knowing subject the epistemological "objectifications" or
"representations" in the Kantian sense. But the Will as ground of
these manifestations can be experienced directly in the movements
and sensations of the body, for they are there supposedly not
mediated by any cognitive synthesis. But once individuated into
phenomena, each manifestation of Will fights against every other
for the preservation or prolongation of its own existence. Thus, in
this endless Hobbsian war of "all against all," every individual
will inevitably suffer.
Schopenhauer does not argue that moments of contentment,
even happiness, can be experienced in this situation; for when
desired objects come into grasp, wishes can be fulfilled. But in
the end, the search for lasting happiness is futile because the
Will is essentially unceasing and insatiable.
This is also seen in all human striving and wishes,
which convince us that their fulfillment is the final goal of the
Will. But as soon as realized, they appear so to us no longer, and
are hence quickly forgotten, antiquated, and actually, if
unsatisfying, are cast aside as deceptions. Lucky enough, when
something else remains to be wished for and striven after, for then
this play can continue from want to satisfaction and then to new
want, this painful river of happiness and boredom. To be stuck with
merely one satisfaction would leave us with terrible boredom and a
flat yearning for no particular object. When knowledge enlightens
the Will, it may learn what it wills here and now, but never what
it wills in general; every individual act has a purpose, but the
Will as a whole has none (1: 229-30).
The Will is here an absolute phenomenological datum of life, but
while it remains constant, its objects do not. They are either
hindered from grasp, taken away, boring, or simply transitory,
coming and going.
If the human condition were fully explained with this
description, this condition would differ in no way from that which
exists for animals, but Schopenhauer never tired of claiming that
human beings were the most pain-stricken animals. The reason for
this is that human beings have the particular ability to
reconstruct the past through memory, and through the intellect to
"replay" it.
We can make isolated episodes of the past present to
ourselves intuitively, but we are aware of the intervening time and
its contents only in abstracto. This awareness is mediated
through concepts, which represent the contents of past days and
years. In contrast, the animal's memory, like its entire intellect,
is limited to intuition And the only thing that can trigger an
animal's memory is a repeated impression which has already been
experienced, a present appearance links with the trail of its last
occurrence. The animal's memory is thus mediated solely through the
present (2: 71).
The human memory is for Schopenhauer only possible through the
formation of concepts. Therefore, human beings do not merely battle
against present frustrations of their wills, but also with those
which are reconstructed from the past. The past frustrations cause
indecision and deliberation in the present.
Above all, our capability to deliberate is one of the
things which makes human life so much more lamentable than animal
life. For our greatest sufferings are not to be found in the
present, as intuitive representation or unmediated feeling, they
lie rather in reason, as abstract concepts, dreadful thoughts, from
which the animal is totally free in its enviable, carefree,
absolute present.(1: 390).
These "abstract concepts" and "dreadful thoughts" can take the
forms of represented fantasies or memories, which are both capable
of effecting a psychological fear of action. The past can in fact
be so painful that it can lead one to depression. Schopenhauer
actually dedicates a whole section in his first volume of The
World as Will and Representation to a theory of insanity, in
which he claims that it is characterized by a break in memory,
which arises out of repression and causes schizophrenia (1:
260-63).
But the most important characteristic of memory and the past
is for Schopenhauer what both reveal to the human being about him
or herself. The "single thought" of the entire Schopenhauerian
system is that "the world is the self-knowledge of the Will"
(Atwell 25). The memory of the individual is here the counterpart
of the history of humanity as a whole, both serving the function of
mediating the knowledge of individual and collective human nature
as insatiable Will. The past thus yields for us a very disturbing
knowledge, a knowledge of our own essence as the cause of all
suffering, which can bring the individual to want to obliterate
that very essence.
The reaction to this knowledge of the Will is for
Schopenhauer the crucial point of life, where the Will is either
affirmed or denied. He recognizes both possibilities but a very
peculiar characteristic of both is that the successful affirmation
or denial of the Will entails an elimination of the consciousness
of the past. Schopenhauer considers real affirmation to be "a
self-sufficient willing, unfettered by the destructive effects of
reflection" (1: 425). In this sense, affirmation would be a
backstep to the animal's "enviable, carefree, absolute present," a
pure and fully present willing, unhindered by the memories of past
frustrations and fears of coming death. On the other hand, denial
of the will to live is only possible for a true mystic or saint, in
whose case the knowledge of the Will as cause of all suffering has
been brought about for the specific purpose of being eliminated in
them.
We now realize how holy the life of such a person must
be, for in him the world not only momentarily disappears, as in the
partaking of beauty, but is forever extinguished. Every last
glittering flame of the body is snuffed out, and with this, such a
person, after many bitter battles against his own nature, has
completely triumphed; what is left over is a pure knowing being, an
unspotted mirror of the world (1: 502).
With the Will, actively egoistic participation in the world is
put aside, and with that all suffering and pain are overcome. For
Schopenhauer, redemption means the cessation of the Will, which
liberates the human being totally from the violent world. In this
cessation, the past and time are naturally to be eliminated, for
they create all the Will’s remorse and prompt it always to will for
something else. But the past does reveal to us that this life is
not worthy of our desire nor our attachment, and Schopenhauer sums
up the point succinctly with a pronouncement that would ring in
Nietzche’s ears; "Perhaps no one at the end of their life, if they
were simultaneously enlightened and honest, would wish to live
their life over again, in fact would much prefer complete
nonexistence to it." (1: 422)
In the first important passage dealing with eternal
recurrence in The Joyful Wisdom, Nietzsche gives the
individual the same choice just described by Schopenhauer.
What if, someday or night, a daemon stole into your
loneliest loneliness, and said to you; "This life, which you’ve
lived up to now, you must live once again and countless times, and
nothing new will come of it. Every pain and every joy and every
thought and sigh, and everything inexpressibly small and great in
your life must return to you, all in the same order and series. The
eternal hourglass of time will be turned over again and again, and
you with it, pebble of sand." Would you not cast yourself down,
with gnashing of teeth, and curse the daemon who spoke thus? Or
have you ever experienced one tremendous moment, which would cause
you to answer him; "You are a god, and never have I heard a
commandment so holy!" If such a thought were to gain power over
you, it would transform you, maybe even crush you. The question put
to everyone; "Do you want this again, and countless times?" would
become the heaviest weight upon your actions! For how good would
you have to become to yourself and your life to long after nothing
more than this final confirmation and seal? (3: 570)
Despite Nietzsche's later ad hoc attempts to defend eternal
recurrence as a "scientific" doctrine, it is clear from this and
the other published passages dealing with it that Nietzsche's
emphasis is not on the structure of the cosmos, rather solely on
affirming life. In this, his first expression of the idea of
eternal recurrence, Nietzsche offers us no promise of redemption in
some future life, nor a greatly improved future for this one;
rather our own life, to be lived again just as it has been lived,
once more and "countless times" more. But how could redemption
arise from such a situation? First of all, one must reconcile
oneself with one’s past, for if the past eternally recurs,
one must not only accept it, but will to have it do so, in
order to hold the daemon’s pronouncement at all bearable. But the
key to such an affirmation in this passage is a certain "tremendous
moment," which could empower one to see the whole order and series
of pain and suffering in life as justified because of it. As Erich
Heller puts it, this passage suggests "ecstasy as the sole
condition in which existence may be tolerable" (77). The ecstasy of
this one moment occurs in a series of events, every one of which
necessarily reoccurs, and therefore must be sufficiently intense to
redeem the entire series.
In certain senses, this formula of the "great affirmation"
is not so different from the saving catharsis which comes at the
climax of a Greek tragedy. "With their choir, these Greeks,
singularly capable in the most profound, deep and difficult
suffering, consoled themselves. With the most penetrating look into
the awful destructiveness of so-called world history, as well as
the cruelty of nature, in danger of longing after a Buddhist denial
of the Will,... they are saved by art; through art, life has saved
them" (1: 19-20). A certain, incomparable moment is the savior. But
not a Schopenhauerian aesthetic moment, which prompts the
resignation of the Will; for Nietzsche, only life itself, the Will
itself, can produce such a moment which has the power to redeem,
and not condemn, life.
In his major work, Zarathustra, Nietzsche
fundamentally reworks the idea of eternal recurrence. In the above
section from The Joyful Wisdom, the past is not really
essentially redeemed, but is rather compensated for. The
affirmation of life, that is here the affirmation of the past, must
be compelled by this "one tremendous moment," which gives the
individual the "metaphysical comfort" to say yes to this
"confirmation and seal," which renders life eternally affirmable.
The decisive passages on eternal recurrence in Zarathustra
characterize affirmation as the acceptance and willing back the
past as it is, with or without any compensating moment.
In the section "On Redemption" in Thus Spoke
Zarathustra, Nietzsche argues: "‘It was;’ this is the Will’s
gnashing of teeth and loneliest darkness. Powerless against what
has already been done...he sits before the past like a furious
audience. The Will cannot will backwards, cannot break the rule of
time--this is the Will's loneliest darkness" (142-3). Nietzsche
thus agrees with Schopenhauer that what makes the affirmation of
life so difficult are the effects of the past on the Will. However,
Nietzsche calls the Will a "prisoner," because it is not capable of
"unwilling" what it has already willed; contemplating its own past,
it finds that it can neither change nor negate itself and its
actions. This is simply not possible. He believes that
Schopenhauer’s fundamental error was believing that the simple
resignation of the Will, that is elimination of what one is, is not
a genuine redemption. On the contrary, the denial of the Will to
Live is tantamount to a self-imposed sentence of capital
punishment. Nietzsche thus characterizes Schopenhauer's entire
system of ethics, dominated by the notion of the cessation of the
ego's willing:
"Punishment," this is what revenge calls it, and with
this lie it wins itself a good conscience. And because suffering is
caused by willing beings, the Will and all of life, because it
cannot will backwards, must be a punishment! And then cloud upon
cloud rolls over the spirit, until insanity preaches; "Everything
passes away, because everything deserves to pass away!" "And time
is thus brought to justice, and sentenced to devour its children."
This is what insanity preaches. "Things are ordered by revenge and
punishment. How can redemption exist in this river of things and
punishment?" This is what insanity preaches. "Can there be
redemption, if there exists eternal justice? Oh, immovable is the
stone 'It was.' Punishment must be eternal too." This is what
insanity preaches. "No deed can be negated, how can it be undone by
punishment? This is the eternity of Being's punishment, for Being
is always merely deed and guilt!" So then, the Will must in the end
redeem itself, and willing become not-willing-yes my brothers, you
know this fairy tale of insanity (Zarathustra
144).
Nietzsche's project in Zarathustra is the creation of the
Ubermensch, who can justify and redeem life as it is, not
merely as it is judged by this or that moral doctrine. Schopenhauer
is thus classified among Nietzsche's philosophical opponents who
place moral judgements upon existence. When the Will prefers
resignation of life over its affirmation, existence condemns itself
with a moral principle, which runs: "The Will causes all suffering:
it is evil to cause suffering: the Will is therefore evil and
deserves to be punished. It must as punishment be negated, either
through eventual death or resignation. The whole Schopenhaurian
system was for Nietzsche the newest in a long line of Western
philosophies which subordinated existence to morality, and,
therefore, he called Schopenhauer, along with Plato and
Christianity, "decadent."
Since it is not possible to eliminate the consciousness of
the past, as Schopenhauer thought was necessary, there was for
Nietzsche but one more option: "To redeem the past, and transform
every 'It was.' into an 'I willed it so.' To me, this is what
redemption is" (141). Redemption is here not a liberation from the
Will, rather a liberation of the Will from its terror when facing
its own past. One cannot change, condemn, or negate what one has
willed or done, and thus the past is psychologically bearable only
when the Will has reconciled itself with it ("I willed it so.").
Redemption with Nietzsche can come only through the Will itself;
the very source of the endless striving of human beings, and all
their suffering, is the only thing which can call it back to the
world, affirming what it had once so wished to deny.
There is indeed in Zarathustra a moment of
redemption, but not such a moment as would compensate for the rest
of life, but rather a moment of complete, fatalistic acceptance.
The type of fatalism created by an eternal recurrence does,
however, have another side to it, for if everything eternally
reoccurs, every deed in human life gains an eternal, absolute
significance (Volkmann Schluck 125). The eternal recurrence works
as a "mathematical magic" giving each moment of life a sort of
infinite intensity (Heller 185). It is also worthwhile noting that
the language that Nietzsche uses in his various formulae of life
affirmation is thoroughly theological. Words like "redemption" and
"justification" give his tone the sound of Luther. But Nietzsche
uses this terminology as part of his "reevaluation of all values"
project, and its attempt to deify and mythologize this world and
this life, rather than some other world, as Christianity might.
But can it be done? To be sure, the eternal recurrence has
some dire consequences for Zarathustra himself, for if everything
eternally reoccurs, the counterpart of the Ubermensch, the
"small man" (der kleine Mensch ) will also, and Zarathustra
must take up arms in the same battle for eternity, must again
teach, again suffer the same nausea of nihilism, and, perhaps,
nothing will be achieved. Heller writes: "It is a terrifying
experiment, for although it has been undertaken for the sake of the
uninhibited fullness of life, it is terrifyingly
self-defeating...and (would) frustrate the intention to articulate
anything" (179). But Nietzsche sets it up so as to make
Zarathustra's affirmation of this situation the only way to his
self-redemption: "Thus ended Zarathustra's descent" (224). Clark
summarizes these issues well:
Whatever he achieves will come undone, and he will need
to redo it. As he imagines it, eternal recurrence is incompatible
with ever establishing the overman or overcoming the small man...If
one values life only as a means to something beyond the process
itself--heaven, nirvana, the rock sitting on top of the mountain,
the existence of the realm of right and justice or any other kind
of utopia--...(that) deprive(s) life of intrinsic value...(But)
whatever (Zarathustra) accomplishes in this regard, the small man
will return and Zarathustra will have to resume the fight against
him. The unrealistic model of recurrence makes Zarathustra's
position like Sisyphus', and makes..."metaphysical comfort"
impossible...This unrealistic construel of eternal recurrence gives
Nietzsche a formula...to value the process of living as an end and
not merely as a means...to an end beyond the process
(272).
Eternal recurrence has been seen by Nietzsche commentators
as everything from a cosmological hypothesis to a Heideggerian
refutation of Western metaphysics to a model for overcoming
nihilism. But the key to understanding this strange doctrine is not
necessarily to find a positive argument in it, but, strangely
enough, to find a negative one. Nietzsche very seldom makes
positive, systematic arguments, and so in reading him, one must
always ask: "What is he critiquing, what is he arguing against?" It
seems to me that these passages make clear that Nietzsche was
marshalling the idea of eternal recurrence, an exaggerated,
"unrealistic" legend imploring a fatalistic affirmation, against
Schopenhauer's equally exaggerated presentation of the
irredeemability of suffering, seeking a fatalistic resignation.
Schopenhauer argues, if the Will is to be affirmed or denied, the
consciousness of the past, that is the knowledge of all the
suffering one has caused and undergone, must somehow be negated.
The past serves only as a pedagogical device; it gives us
self-knowledge, but only as a means to teach us that we must
overcome our willful egoism. Nietzsche's recurrence is a fully
mythologized attack on Schopenhauer's suggestions here, for the
myth insists that the past must be fully accepted, cannot be
negated and therefore must be affirmed. The past is not a pedagogy
urging us to deny ourselves, but rather a means by which we realize
the eternal validity of the individual ego's worth, who could
will even a painful life again.
Nietzsche believed he had created the greatest model of
life-affirmation with the eternal recurrence, and this should make
us aware that he is fighting a completely Schopenhaurian battle
with it. And some of the doctrine’s critiques of Schopenhauer are
profound. His criticism of Schopenhauer prioritizing ethics over
metaphysics, supposing the later to be governed by the former,
seems on the mark. He also exposed Schopenhauer’s pessimism, which
held that no evil or pain could be seen as at all justifiable or as
having a redemptive character in the world in which we live.
Nietzsche wished, as Clark points out, to accord the utmost value
to the process of life itself, and in this sense, his formula of
recurrence was an experiment with unqualified affirmation
But Nietzsche saw Schopenhauer as making resignation a
categorical imperative (which was in no way the case, as I have
mentioned), and, therefore, he believed he had to compel an
affirmation which was equally as fatalistic and necessary as
Schopenhauer’s denial of the Will. But it is perfectly easy to
imagine persons who would in no way be able to will the recurrence
of their lives eternally, victims of natural and social cruelty,
oppression, poverty, disease; indeed it would be quite preposterous
to "diagnose" human beings who endure much lesser degrees of
suffering as "decadent" merely because they would be unwilling to
eternally recur. In fact, asking that these people affirm these
conditions eternally as their only hope of redemption might seem
more the demand of a sadistic elitist than an
Übermensch. It is thus apparent that the eternal
recurrence fails as a redemptive formula for life, for all living
beings; it only works for those lucky few who can answer the daemon
affirmatively in the first place, and thus pass the test.
Works cited
- Atwell, John, E. Schopenhauer on the Character of the World:
The Metaphysics of Will. Berkeley: U of California P, 1995.
- ---. Schopenhauer: The Human Character. Philadelphia:
Temple UP, 1990.
- Clark, Maudmarie. Nietzsche on Truth and Philosophy.
Cambridge: Cambridge UP, 1990.
- Heller, Erich. The Importance of Nietzsche: Ten Essays.
Chicago: U of Chicago P, 1988.
- Nietzsche, Friedrich. Sämliche Werke. 15 vols.
Dünndrück-Ausgabe. Berlin/New York: Walter de Gruyan,
1988.
- ---. Also Sprach Zarathustra. Insel, 1990.
- Schopenhauer, Arthur. Werke in Fünf Bänden.
Leipzig: Hoffmann-Ausgabe,1994.
- Volkmann Schluck, Karl Heinz. Die Philosophie Nietzsches:
Der Untergang der abendlandischen Metaphysik. Ed. Bernard
Heimbüchel. Würzburg: Königshauser & Neumann,
1991.
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Doug Berger is a doctoral candidate in Philosophy at Temple
University. Doug's essay "Subjectivity and Language in Contemporary
Language: Themes in Zhang Zao," as well as his translations of Zao's
poetry, appeared in the inaugural issue of Schuylkill.
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